Gross clearing penalty for brokerage firms

Gross clearing penalty for brokerage houses |  Stock Market News

The Capital Markets Board imposed administrative fines on 18 intermediary institutions.

As a result of the examinations carried out within the scope of the Capital Markets Board, the Capital Markets Law No. 6362 (CMB) and the relevant legislation, A1 Capital Yatırım Menkul Değerler, ALB Yatırım Menkul Değerler Alnus Investment Securities, Ata Investment Securities, Bank of America Investment Bank, Garanti Investment Securities, Gedik Investment Securities, Invest-AZ Investment Securities, Info Investment Securities, IS Investment Securities, Midas Securities, NCM Investment Securities, Sanko Investment Securities, Tera Investment Securities, Trive Investment Securities, Celebrity Securities, Yapı Kredi Yatırım Menkul Değerler imposed an administrative fine on Yatırım Finansman Menkul Değerler for violating the gross clearing measures.


Source: bigpara- GÜNDEM by

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