Gross clearing penalty for brokerage firms

Gross clearing penalty for brokerage houses |  Stock Market News

The Capital Markets Board imposed administrative fines on 18 intermediary institutions.

As a result of the examinations carried out within the scope of the Capital Markets Board, the Capital Markets Law No. 6362 (CMB) and the relevant legislation, A1 Capital Yatırım Menkul Değerler, ALB Yatırım Menkul Değerler Alnus Investment Securities, Ata Investment Securities, Bank of America Investment Bank, Garanti Investment Securities, Gedik Investment Securities, Invest-AZ Investment Securities, Info Investment Securities, IS Investment Securities, Midas Securities, NCM Investment Securities, Sanko Investment Securities, Tera Investment Securities, Trive Investment Securities, Celebrity Securities, Yapı Kredi Yatırım Menkul Değerler imposed an administrative fine on Yatırım Finansman Menkul Değerler for violating the gross clearing measures.


labels


Source: bigpara- GÜNDEM by bigpara.hurriyet.com.tr.

*The article has been translated based on the content of bigpara- GÜNDEM by bigpara.hurriyet.com.tr. If there is any problem regarding the content, copyright, please leave a report below the article. We will try to process as quickly as possible to protect the rights of the author. Thank you very much!

*We just want readers to access information more quickly and easily with other multilingual content, instead of information only available in a certain language.

*We always respect the copyright of the content of the author and always include the original link of the source article.If the author disagrees, just leave the report below the article, the article will be edited or deleted at the request of the author. Thanks very much! Best regards!